FOS Decisions Reviewed (March 2026)
| DRN |
Date |
Business |
Product/issue |
FOS PDF URL |
|---|---|---|---|---|
| DRN-5087905 |
17 Mar 2026 |
Astute Private Wealth Limited |
General investment account in managed portfolios; clarity about the implications of cancelling ongoing advice, after the provider later informed the customer she was responsible for investment decisions | Open PDF |
| DRN-5818146 |
6 Mar 2026 |
A.J. Wealth Management Limited |
Pension contribution advice into an Aviva SIPP; incorrect advice on contribution limits and understanding of proposed corrective action/tax consequences | Open PDF |
| DRN-6142091 |
10 Mar 2026 |
Chelsea Financial Services Plc |
Stocks and shares ISA / execution-only platform; failure to notify customer of material restrictions affecting third-party custodian/platform provider | Open PDF |
| DRN-6142102 |
10 Mar 2026 |
Chelsea Financial Services Plc |
Stocks and shares ISA platform; failure to inform customer about restrictions affecting third-party custodian and ability to make an informed switching decision | Open PDF |
| DRN-6203811 |
6 Mar 2026 |
Prosper Capital LLP |
Crowdfunded unlisted shares in a property SPV; financial promotions and due diligence when arranging a high risk investment through an appointed representative | Open PDF |
| DRN-6204166 |
6 Mar 2026 |
Prosper Capital LLP |
Crowdfunded property SPV shares; adequacy of due diligence and promotions when arranging a high-risk investment through an appointed representative | Open PDF |